| CONFLICTS OF INTEREST
The role of compliance in managing conflicts of interest Conflicts of interest exist between firms, employees and clients that are governed by the FSA rules. They are an ever-present challenge to compliance officers and businesses that have to identify pro-actively, manage and disclose such conflicts. This conference will focus on how to identify effectively and manage conflicts of interest, and shed some light on the challenges faced by organisations to ensure regulatory compliance, reduce exposure to risk and improve operational efficiency. Please join us for registration and refreshments at the London Stock Exchange from 1.30pm on Monday 22nd November 2010. You will be required to pass through Security before entering the registration area located on the first floor. Please note that the security procedure can take up to 15 minutes during busy periods. This conference is free to attend.  |
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